Lee-Ann joined Professional Planning Group in 1990. As Office Manager, Lee-Ann plays an integral role in making sure Professional Planning Group operates smoothly and efficiently. Lee-Ann is a member of the Executive and Compliance Committees.
Lee-Ann developed her career primarily in the areas of compliance management and client services, but she also plays an essential role in assisting advisors and clients with portfolio management. As a compliance officer with the firm, she assists senior management in implementing compliance programs for both broker/dealer regulatory compliance (FINRA) and registered investment advisor compliance (SEC).
Lee-Ann graduated from the Ocean State Business Institute in 1987. She holds the Series 7 and 63 licenses and is also a Notary Public in the state of Rhode Island.
Active in the community, Lee-Ann serves on the boards of the Johnnycake Center of Westerly and the Hopkinton Historical Association.
Lee-Ann lives in Ashaway, RI with her husband, Rob. They are parents of two grown sons, Andrew and John. An accomplished artist, her oil painting was judged best in show in the 2016 Raymond James & Associates and Affiliate Art Show, which featured over 130 entries from Raymond James offices throughout the country.